RUDI GAELZER

In the present article, the classic problem of nonlinear frequency shifts of electrostatic plasma eigenmodes in an unmagnetized plasma (i.e., the Langmuir and ion-acoustic waves) is revisited. In the standard literature, only the frequency shift of Langmuir waves by the finite-amplitude Langmuir waves themselves is usually treated. In the present approach, the discussion is generalized to include the ion-sound waves. The significance of the present article is that the analytical approach employed in the present discussion can be utilized to resolve certain apparently singular terms in the induced scattering coefficients of the wave kinetic equations. The detailed discussion of such a problem will be reported in a forthcoming article.

The statistical mechanical reformulation of weak turbulence theory for unmagnetized plasmas including fully electromagnetic effects was carried out by Yoon [Phys. Plasmas 13, 022302 (2006)]. However, the wave kinetic equation for the transverse wave ignores the nonlinear three-wave interaction that involves two transverse waves and a Langmuir wave, the incoherent analogue of the so-called Raman scattering process, which may account for the third and higher-harmonic plasma emissions. The present paper extends the previous formalism by including such a term.

The present paper is a followup to an earlier paper (accepted in Physics of Plasmas, 2002) in which the nonlinear frequency shifts of electrostatic plasma eigenmodes in an unmagnetized plasma were investigated, and in which a promise was made that the methodology employed in such a study will be employed to deal with certain induced scattering terms which contain apparent singularities. This paper implements the analytical technique developed in the first paper, and demonstrates how these singular terms can be regularized.

Beam–plasma instability of inhomogeneous media is an important problem associated with practical applications in space and laboratory plasmas. Previous investigations of the spatially inhomogeneous beam–plasma instability problem assumed one-dimensional velocity and wave number space. This paper extends the available theory to two-dimensional velocity and wave number space. A fully self-consistent set of quasilinear particle and wave kinetic equations is solved for two-dimensional velocity and wave number space in both time and one-dimensional spatial inhomogeneity scale length. The analytical equations include induced and spontaneous emission processes, as well as convective and dispersive effects.

In a pair of recent papers (Ziebell et al 2008 Phys. Plasmas 15 032303, 2008 Plasma Phys. Control. Fusion 50 085011) it was shown, within the context of weak turbulence theory, that the Langmuir turbulence generated by the bump-in-tail instability does not lead to Langmuir condensation (or accumulation of wave energy and momentum in the long-wavelength regime) in two dimensions. The present analysis finds that it is important to include the spontaneous scattering off Langmuir turbulence of the electrons, which is ignored in the customary literature when compared with a similar process involving ions, in order to recover the condensation of Langmuir waves in two dimensions.

A kinetic approach to the problem of wave propagation in dusty plasmas, which takes into account the variation of the charge of the dust particles due to inelastic collisions with electrons and ions, is utilized as a starting point for the development of a new formulation, which writes the components of the dielectric tensor in terms of a finite and an infinite series, containing all effects of harmonics and Larmor radius. The formulation is quite general and valid for the whole range of frequencies above the plasma frequency of the dust particles, which were assumed motionless. The formulation is employed to the study of electrostatic waves propagating along the direction of the ambient magnetic field, in the case for which ions and electrons are described by Maxwellian distributions. The results obtained in a numerical analysis corroborate previous analysis, about the important role played by the inelastic collisions between electrons and ions and the dust particles, particularly on the imaginary part of the dispersion relation. The numerical analysis also show that additional terms in the components of the dielectric tensor, which are entirely due these inelastic collisions, play a very minor role in the case of electrostatic waves, under the conditions considered in the present analysis.

Numerical solutions for equations of weak turbulence theory that describe the beam-plasma interaction are obtained in two dimensions (2D). The self-consistent theory governs quasilinear processes as well as nonlinear decay and scattering processes. It is found that the Langmuir turbulence scatters into a quasi-circular ring spectrum in 2D wave number space, accompanied by quasi-isotropic heating of the electrons. When projected onto the one-dimensional (1D) space, 2D Langmuir turbulence spectrum appears as an inverse cascade, when in reality, the wavelength of the turbulence does not change but only the wave propagation angle changes. These findings are similar to those obtained in a previous analysis in which scattering processes were not taken into account, but it is found that the scattering term leads to a quantifiably higher scattering rate.

The radiation emission mechanism responsible for both type-II and type-III solar radio bursts is commonly
accepted as plasma emission. Recently Ganse et al. suggested that type-II radio bursts may be enhanced when the electron foreshock geometry of a coronal mass ejection contains a double hump structure. They reasoned that the counter-streaming electron beams that exist between the double shocks may enhance the nonlinear coalescence interaction, thereby giving rise to more efficient generation of radiation. Ganse et al. employed a particle-in-cell simulation to study such a scenario. The present paper revisits the same problem with EM weak turbulence theory, and show that the fundamental (F) emission is not greatly affected by the presence of counter-streaming beams, but the harmonic (H) emission becomes somewhat more effective when the two beams are present. The present finding is thus complementary to the work by Ganse et al.
Key words: plasmas – radiation mechanisms: non-thermal – solar wind – Sun: radio radiation – turbulence – waves

The plasma emission, or electromagnetic (EM) radiation at the plasma frequency and/or its harmonic(s), is generally accepted as the radiation mechanism responsible for solar type II and III radio bursts. Identification and characterization of these solar radio burst phenomena were done in the 1950s. Despite many decades of theoretical research since then, a rigorous demonstration of the plasma emission process based upon first principles was not available until recently, when, in a recent Letter, Ziebell et al. reported the first complete numerical solution of EM weak turbulence equations; thus, quantitatively analyzing the plasma emission process starting from the initial electron beam and the associated beam-plasma (or Langmuir wave) instability, as well as the subsequent nonlinear conversion of electrostatic Langmuir turbulence into EM radiation. In the present paper, the same problem is revisited in order to elucidate the detailed physical mechanisms that could not be reported in the brief Letter format. Findings from the present paper may be useful for interpreting observations and full-particle numerical simulations.

Known radiation emission mechanisms in plasmas include bremmstrahlung (or free-free emission), gyro- and synchrotron radiation, cyclotron maser, and plasma emission. For unmagnetized plasmas, only bremmstrahlung and plasma emissions are viable. Of these, bremmstrahlung becomes inoperative in the absence of collisions, and the plasma emission requires the presence of electron beam, followed by various scattering and conversion processes. The present Letter proposes a new type of radiation emission process for plasmas in a state of thermodynamic quasi-equilibrium between particles and enhanced Langmuir turbulence. The radiation emission mechanism proposed in the present Letter is not predicted by the linear theory of thermal plasmas, but it relies on nonlinear wave-particle resonance processes. The electromagnetic particle-in-cell numerical simulation supports the new mechanism.

The problem of electron-beam propagation in inhomogeneous solar wind is intimately related to the solar type II and/or type III radio bursts. Many scientists have addressed this issue in the past by means of quasi-linear theory, but in order to fully characterize the nonlinear dynamics, one must employ weak-turbulence theory. Available numerical solutions of the weak-turbulence theory either rely on only one nonlinear process (either decay or scattering), or when both nonlinear terms are included, the inhomogeneity effect is generally ignored. The present paper reports the full solution of weak-turbulence theory that includes both decay and scattering processes, and also incorporating the effects of density gradient. It is found that the quasi-linear effect sufficiently accounts for the primary Langmuir waves, but to properly characterize the back-scattered Langmuir wave, which is important for eventual radiation generation, it is found that both nonlinear decay and scattering processes make comparable contributions. Such a finding may be important in the quantitative analysis of the plasma emission process with application to solar type II and/or type III radio bursts.

A recent paper [Ziebell et al., Phys. Plasmas 21, 010701 (2014)] discusses a new type of radiation emission process for plasmas in a state of quasi-equilibrium between the particles and enhanced Langmuir turbulence. Such a system may be an example of the so-called “turbulent quasi-equilibrium.” In the present paper, it is shown on the basis of electromagnetic weak turbulence theory that an initial thermal equilibrium state (i.e., only electrostatic fluctuations and Maxwellian particle distributions) transitions toward the turbulent quasi-equilibrium state with enhanced electromagnetic radiation spectrum, thus demonstrating that the turbulent quasi-equilibrium discussed in the above paper correctly describes the weakly turbulent plasma dynamically interacting with electromagnetic fluctuations, while maintaining a dynamical steady-state in the average sense.

The present paper reports on the first two-dimensional (2D) self-consistent solution of weak turbulence equations describing the evolution of electron-beam-plasma interaction in which quasilinear as well as nonlinear three-wave decay processes are taken into account. It is found that the 2D Langmuir wave decay processes lead to the formation of a quasicircular ring spectrum in wave number space. It is also seen that the 2D ring-spectrum of Langmuir turbulence leads to a tendency to isotropic heating of the electrons. These findings contain some important ramifications. First, in the literature, isotropization of energetic electrons, detected in the solar wind for instance, is usually attributed to pitch-angle scattering. The present finding constitutes an alternative mechanism, whose efficiency for other parametric regimes has to be investigated. Second, when projected onto the one-dimensional (1D) space, the 2D ring spectrum may give a false impression of Langmuir waves inverse cascading to longer wavelength regime, when in reality, the wavelength of the turbulence does not change at all but only the wave propagation angle changes. Although the present analysis excludes the induced scattering, which is another process potentially responsible for the inverse cascade, the present finding at least calls for an investigation into the relative efficacy of the inverse-cascading process in 1D vs 2D.

This article demonstrates the generation of enhanced ion-acoustic waves by beam-plasma instability in a density cavity. The self-consistent equations of weak turbulence theory that include quasi-linear, decay, and scattering processes as well as convective and dispersive effects are numerically solved for a one-dimensional density cavity. It is shown that significant enhancements of ion-acoustic waves occur in the presence of counterstreaming electron beams and that the enhanced ion-acoustic waves are initially localized near the center of the density cavity at large wavelengths. Later in the evolution, the enhancement in the spectrum of ion-acoustic waves spreads out toward the edges of the cavity, with a shift to smaller wavelengths, while the enhancement near the center of the cavity tends to decrease in magnitude. The significance of the present findings is discussed.

The plasma emission is the radiation mechanism responsible for solar type II and type III radio bursts. The first theory of plasma emission was put forth in the 1950s, but the rigorous demonstration of the process based upon first principles had been lacking. The present Letter reports the first complete numerical solution of electromagnetic weak turbulence equations. It is shown that the fundamental emission is dominant and unless the beam speed is substantially higher than the electron thermal speed, the harmonic emission is not likely to be generated. The present findings may be useful for validating reduced models and for interpreting particle-in-cell simulations.

Nonlinear interactions of tenuous electron beam, background, unmagnetized plasma, and self-consistently generated Langmuir and ion-sound waves are analyzed in the framework of plasma weak turbulence kinetic theory. Full numerical solutions of the complete weak turbulence equations are obtained for the first time, which show the familiar plateau formation in the electron beam distribution and concomitant quasi-saturation of primary Langmuir waves, followed by fully nonlinear processes which include three-wave decay and induced-scattering processes. A detailed analysis reveals that the scattering off ions is an important nonlinear process which leads to prominent backscattered and long-wavelength Langmuir wave components. However, it is found that the decay process is also important, and that the nonlinear development of weak Langmuir turbulence critically depends on the initial conditions. Special attention is paid to the electron-to-ion temperature ratio, Te/Ti, and the initial perturbation level. It is found that higher values of Te/Ti promote the generation of backscattered Langmuir wave component, and that a higher initial wave intensity suppresses the backscattered component while significantly enhancing the long-wavelength Langmuir wave component.